Welcome to ENV 2 Insider, your monthly e-newsletter for quick tips on how to take advantage of your new, robust platform.

Tip of the Month

Document Preferences

With ENV 2, you have the ability to customize the layout of your proposal and have the flexibility to include the information you deem important and relevant. Click Edit under Document Preferences in the Paperwork step of the Proposal Guide and you can make edits and select the checkboxes for desired output of a proposal.

• General: Edit display options and document format.
• Analysis: Choose different analysis reports and settings to either include or exclude.

Don’t forget to SAVE the changes!

Feature Spotlight

Client Restrictions

Client-level restrictions are placed on all the accounts of a client. In ENV 2, there are three types of client-level restrictions.

• Security Restrictions: Restrict specific securities from being held in any of the client’s accounts.
• Wash Restrictions: Ensure that a security sold in an account at a loss is not re-purchased within the "wash" period of thirty days. Unlike the other types of restrictions, wash restrictions expire after the wash period.
• Industry Restrictions: Restrict all securities from certain industries from being held in any of the client’s accounts. ENV 2 follows the Morningstar industry classification for this.

These restrictions can be added from the Proposal generator and the Client profile page.

1. In the Proposal Guide, the restriction can be added in the Paperwork step. The Client Restrictions section is at the bottom of the page. Click the “+” icons and then “Add Restrictions.”

2. Once an account has been opened, restrictions may be added from the General tab of the client’s profile page. Make sure Properties is selected and you’ll find the Client Restrictions section at the bottom. Click the “+” icons and then “Add Restrictions.”

After clicking “Add Restrictions,” fill in restriction details in the pop-up box. Click on the “►” to expand and read the notes.

The information and analysis expressed herein is for general and educational purposes only and is not intended to constitute legal, tax, securities, or investment advice. The graphical illustrations contained herein do not represent any client information or actual investments. The information provided is based on currently available information as of the date of this writing and may be subject to change at any time without prior notice. Envestnet makes no representation that the information provided is accurate, reliable or error-free. Envestnet reserves the right to add to, change, or eliminate any of the services listed herein without notice.

FOR ADVISOR USE ONLY - NOT FOR PUBLIC USE
© 2015 Envestnet, Inc. All rights reserved.