Turn Compliance Challenges into Business Opportunities

Future of DOL Video

Advisors Plan to Implement Higher Standard of Care*

Regardless of regulatory uncertainty, market and consumer forces are reshaping the delivery of advice. The fiduciary environment is here to stay and poses significant challenges for advisors and firms in numerous areas including compliance, operations, client relationship, product offering, etc.

44%

of surveyed advisors will proceed with DOL rule implementation as planned

56%

of surveyed advisors will proceed with implementation but at a slower pace

Only 1%

of surveyed advisors halted DOL compliance efforts for now

* Fidelity Investments
Percentages may not equal 100 due to rounding.

This is your opportunity to stand out.

Envestnet’s Fiduciary Solutions are here to help you not only comply but thrive under an evolving regulatory environment.

Best Interest Advice

Account Aggregation to demonstrate and document understanding of the client with Yodlee and Wheelhouse

Financial planning with Logix and MoneyGuidePro

Advice Implementation

PMC product shelf development, including product research, selection, due diligence, and monitoring that can help justify advice solutions

Account Documentation and Disclosures

Seamless account opening process with Best Interest Contract, rationalization, and notices integrated into proposal generation

Enterprise Oversight and Efficiency

Scaled data management including account management and analytics, monitoring DOL oversight, and reporting with Vantage

To learn more about how Envestnet’s fiduciary solutions can help you navigate the regulatory change, please visit www.envestnet.com/fiduciary.

About Envestnet

Envestnet, Inc. (NYSE: ENV) is the leading provider of intelligent systems for wealth management and financial wellness. Envestnet’s unified technology enhances advisor productivity and strengthens the wealth management process, delivering unparalleled flexibility, accuracy, performance, and value. Envestnet enables a transparent, independent, objective, and fiduciary standard of care, and empowers enterprises and advisors to more fully understand their clients and deliver better outcomes.